Compliance and Financial Oversight
You're new here, aren't you?
Click Connect with Facebook to join NetworkedBlogs. NetworkedBlogs is a community of bloggers and blog lovers. Join the fun, add your blog, and connect with others who read and write about subjects you like.
Click Connect with Facebook to join NetworkedBlogs. NetworkedBlogs is a community of bloggers and blog lovers. Join the fun, add your blog, and connect with others who read and write about subjects you like.
Information
| Blog Name: | Compliance and Financial Oversight |
| Url: | http://complianceoversights.blogspot.com/ |
| Language: | English |
| Topics: | Finance, Legal, Regulatory |
| Description: | Headlines and daily features on how they impact Recruiting for Local, National and Global entities whose whose missions Include Compliance, Legal and Financial Services. You willl see Blogs and more links and features to help you assess and keep up with what is happening right now and up-to-the-minute. |
| Popularity: | 10 Followers |
Selected Content
Blog Feed
Calpers Investigates Hedge Fund Oversight, Legal & Financial Risk
The California Public Employees’ Retirement System, the nation’s biggest pension fund with $200 billion, has launched an internal investigation into its own oversight of hedge fund deals, The Los Angeles Times reported.Calpers found that it had paid $36 million to two hedge fund advisors who were working without contracts, exposing the fund to legal and financial risk. The head of its hedge fund
The California Public Employees’ Retirement System, the nation’s biggest pension fund with $200 billion, has launched an internal investigation into its own oversight of hedge fund deals, The Los Angeles Times reported.Calpers found that it had paid $36 million to two hedge fund advisors who were working without contracts, exposing the fund to legal and financial risk. The head of its hedge fund
FINRA Examiners: More Time in Member offices
"We need to become more nimble and faster about doing our cases," Finra Chief of Enforcement Susan Merrill said. She said she's taken to reciting the nursery rhyme "Jack be nimble, Jack be quick" around the office.As reported by Dow Jones FINRA is likely to spend more time in broker-dealer offices. On-site inspections and examinations are "something we're going to use a lot more going forward,"
"We need to become more nimble and faster about doing our cases," Finra Chief of Enforcement Susan Merrill said. She said she's taken to reciting the nursery rhyme "Jack be nimble, Jack be quick" around the office.As reported by Dow Jones FINRA is likely to spend more time in broker-dealer offices. On-site inspections and examinations are "something we're going to use a lot more going forward,"
A Smarter Way to Regulate?
Ron Resnick, co-founder of financial consulting firm CounselWorks, contends there is a smarter way to regulate hedge funds. With numerous hedge fund professionals now the target of insider trading allegations, the alternative investments industry is once again in the eye of a storm. The industry barely weathered the impact of Madoff’s Ponzi scheme and the widespread illiquidity in 2008. Now
Ron Resnick, co-founder of financial consulting firm CounselWorks, contends there is a smarter way to regulate hedge funds. With numerous hedge fund professionals now the target of insider trading allegations, the alternative investments industry is once again in the eye of a storm. The industry barely weathered the impact of Madoff’s Ponzi scheme and the widespread illiquidity in 2008. Now
Don’t Throw the Baby out with the Bath Water
Financial regulatory reform is poised to emerge in a form that risks being just more of the same, if clear segmentation of oversight duties is not set-out in bright line separation of duties. Says Pat O’Mara, CEO of New York’s Cardinal Compliance Services (www.cardinalcompliance.com), “Instead of more ambiguity there must be a clear road-map for industry professionals to follow, outlining all
Financial regulatory reform is poised to emerge in a form that risks being just more of the same, if clear segmentation of oversight duties is not set-out in bright line separation of duties. Says Pat O’Mara, CEO of New York’s Cardinal Compliance Services (www.cardinalcompliance.com), “Instead of more ambiguity there must be a clear road-map for industry professionals to follow, outlining all
SEC Registration Bill Advances, But Now What ? Practical Advice on How to Prepare
Following last week's House Committee on Financial Services clearing a bill that would require most alternative investment fund managers to register with the SEC you may wish to read an overview of how and what to do to prepare your Firm for Registration.In a column late this summer Thomson's BuyoutsNews prodded buyout shops to take a stronger stand against proposed legislation requiring them to
Following last week's House Committee on Financial Services clearing a bill that would require most alternative investment fund managers to register with the SEC you may wish to read an overview of how and what to do to prepare your Firm for Registration.In a column late this summer Thomson's BuyoutsNews prodded buyout shops to take a stronger stand against proposed legislation requiring them to
Followers
This blog has 10 followers.
Visit the
blog page on Facebook
to see who's following this blog.
Popular in:
Not enough data.
Calculated for blogs with 20+ followers.
Calculated for blogs with 20+ followers.
Related Blogs
Questions? contact: networkedblogs@ninua.com
Copyright (C) 2008, Ninua, Inc.